Initial Conference

Welcome

Financial Planning

Asset Management

Socially Responsible Investing

Why Rinehart & Associates

Prospective Clients

Common Issues

Initial Conference

Conditions of Satisfaction

Contact Information

For our first meeting together there are two objectives:

We need to learn about you - in order to determine how we might best serve you. We want to know about your goals, your values, your concerns, your financial circumstances, and what you want out of an advisory relationship.
You need to learn about us - so you can decide if we are the right financial advisor for you. We want to make sure that you understand what we do, how we work, and what the benefits to you would be by choosing Rinehart & Associates as your financial advisor.

Please complete the information below.

Name:
Spouse:
Address:
City:
State:
Zip:
Home Telephone:
Business Telephone:
Fax Number:
E-Mail Address:
Date of Birth:
Spouse's Business Telephone:
Spouse's Fax Number
Spouse's E-Mail Address
Spouse's Date of Birth:
Children & Ages
Briefly explain your primary financial goals and lifestyle objectives:
Briefly explain your expectations of what you would like Rinehart & Associates to provide for you:
Are there any specific financial issues or concerns which you believe should receive attention?
How did you hear about Rinehart & Associates?
Do you own a home?
Approximate value, mortgage balance, and length of time at residence:
Do you have any other liabilities? (home equity line, car loan, credit card debt)
Liabilities approximate value:
Do you have invest able assets?
Taxable (cash, brokerage, accts.)
Tax-Deferred (IRA, Roth IRA, 401(k), SEP):
Taxable assets' approximate value:
Tax-deferred assets' approximate value:
Do you have a strong attachment to any particular investments?
What is your annual income (before any deductions) from all sources?
Please describe any significant expense or income changes within the next five years. (start a business, buy a vacation home, have a child, quit a job, etc.)
Do you have life insurance?
Approximate value (cash value/death benefit):
Other type(s) of insurance:
Do you have a will and legal directives?
Year will was executed?
Do you have or currently oversee a trust?
Are your parents or adult children dependent on you for support?
Do you systematically invest? What amount is available to save and invest, after covering your living expenses?
Do you plan to pay for children's, grand-children's or your education?
At what age do you plan to retire? Would you consider working part-time in retirement?

Rinehart & Associates | 521 East Morehead Street, Suite 580 | Charlotte NC 28202 | Ph 704.374.0646